Mark A. Stephenson

  • Financial Advisor
  • Financial Services Representative
  • Investment Advisor Representative

My financial services practice is based on a commitment to careful listening, thoughtful analysis, sound strategies, effective implementation, ongoing monitoring and quality service. My goal in each relationship is to “educate” clients so that they may feel that they have made informed decisions with confidence. Areas of focus include retirement strategies, insurance protection, investment management, education funding, and estate conservation strategies.

I also work with business owners and executives and their employees, providing benefits consulting and programs, succession planning, risk management services, financial literacy programs and other solutions.

Underscoring everything I do is a deep commitment to providing quality service and support throughout our relationship.

  • Over 4 years of experience in the Financial Services industry
  • Holds the Series 7, 63 and 65 Securities Registrations
  • Licensed to sell Life, Accident, and Health Insurance*
  • Received a BS degree in Geology from the University of Rhode Island
  • Board of Directors member of “A Wish Come True, Inc®” nonprofit organization—a program that grants wishes to medically qualified children ages 3 through 18 who suffer from threatening illnesses
  • Currently resided in Warwick, RI with his two children Samantha and Hunter

I am licensed and registered to offer products and services in RI. Licenses and registrations will vary.
Domiciled in RI.

Check the background of this investment professional on FINRA’s BrokerCheck